THE QUIET GAME: SANCTIONS STALEMATE AGAINST NORTH KOREA

Authors
Fishman, Ashley J.
Advisors
Weiner, Robert J.
Meierding, Emily L.
Second Readers
Subjects
economic sanctions
U.S. foreign policy
statecraft
nuclear proliferation
democracy
North Korea
Democratic People's Republic of Korea
DPRK
United Nations
UN
United Nations Security Council
UNSC
United Nations Security Council Resolutions
UNSCR
inducements
China
People's Republic of China
PRC
nonproliferation
northeast Asian security
nuclear weapons
NPT
Date of Issue
2023-06
Date
Publisher
Monterey, CA; Naval Postgraduate School
Language
Abstract
North Korea (DPRK) remains the target of the strictest economic sanctions regime in United Nations Security Council history; despite this, there has been no concrete progress toward the goal of eliminating the DPRK nuclear weapons program. Through the lenses of historical analysis and sanctions scholarship, this thesis examines the potential causal factors that make the DPRK uniquely resilient in the face of these sanctions. In the game of economic sanctions, there are three players: the senders, the targets, and the sanctions-busting “black knights.” The thesis examines the characteristics of each of these players, as well as the rules of the game—characteristics of the sanction regime itself—with the goal of improving the efficacy of sanctions as tools of economic statecraft against North Korea’s nuclear program. Kim’s authoritarian selectorate demonstrates a capacity for redirecting sanctions impacts to the populace, as well as a wide variety of sanctions impact evasion techniques—to include smuggling, cybercrime, and cryptocurrency mining. Analysis shows that factors relating to both the game itself and the UN-led coalition of senders may have some detrimental impacts on sanctions effectiveness. However, the thesis concludes that it is primarily North Korea's unique blend of strategy and structure—and the support of China in the role of the "black knight"—that render even the most extreme bout of UN sanctions ineffective in changing the behavior of the hermit kingdom.
Type
Thesis
Description
Series/Report No
Department
National Security Affairs (NSA)
Organization
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NPS Report Number
Sponsors
Funding
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Citation
Distribution Statement
Approved for public release. Distribution is unlimited.
Rights
This publication is a work of the U.S. Government as defined in Title 17, United States Code, Section 101. Copyright protection is not available for this work in the United States.
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